Limited Submission Opportunity NSF Partnerships for Innovation

Internal Notification of Interest Deadline to the Office of Research Administration: Wednesday, November 25, 2020, 5:00 pm.

NSF Proposal Submission Deadline: January 13, 2021

Synopsis of the Program:

The Partnerships for Innovation (PFI) Program within the Division of Industrial Innovation and Partnerships (IIP) offers researchers from all disciplines of science and engineering funded by NSF the opportunity to perform translational research and technology development, catalyze partnerships and accelerate the transition of discoveries from the laboratory to the marketplace for societal benefit.

PFI has five broad goals, as set forth by the American Innovation and Competitiveness Act of 2017 (“the Act”, S.3084 — 114th CongressSec. 602. Translational Research Grants): (1) identifying and supporting NSF-sponsored research and technologies that have the potential for accelerated commercialization; (2) supporting prior or current NSF-sponsored investigators, institutions of higher education, and non-profit organizations that partner with an institution of higher education in undertaking proof-of-concept work, including the development of technology prototypes that are derived from NSF-sponsored research and have potential market value; (3) promoting sustainable partnerships between NSF-funded institutions, industry, and other organizations within academia and the private sector with the purpose of accelerating the transfer of technology; (4) developing multi-disciplinary innovation ecosystems which involve and are responsive to the specific needs of academia and industry; (5) providing professional development, mentoring, and advice in entrepreneurship, project management, and technology and business development to innovators.

In addition, PFI responds to the mandate set by Congress in Section 601(c)(3) of the Act (Follow-on Grants), to support prototype or proof-of-concept development work by participants, including I-Corps participants, with innovations that because of the early stage of development are not eligible to participate in a Small Business Innovation Research Program or a Small Business Technology Transfer Program.

Finally, PFI seeks to implement the mandate set by Congress in Section 102(c)(a) of the Act (Broader Impacts Review Criterion Update) by enhancing partnerships between academia and industry in the United States, and expanding the participation of women and individuals from underrepresented groups in innovation, technology translation, and entrepreneurship.

This solicitation offers two broad tracks for proposals in pursuit of the aforementioned goals:

The Technology Translation (PFI-TT) track offers the opportunity to translate prior NSF-funded research results in any field of science or engineering into technological innovations with promising commercial potential and societal impact. PFI-TT supports commercial potential demonstration projects for academic research outputs in any NSF-funded science and engineering discipline. This demonstration is achieved through proof-of-concept, prototyping, technology development and/or scale-up work. Concurrently, students and postdoctoral researchers who participate in PFI-TT projects receive education and leadership training in innovation and entrepreneurship. Successful PFI-TT projects generate technology-driven commercialization outcomes that address societal needs.

The Research Partnerships (PFI-RP) track seeks to achieve the same goals as the PFI-TT track by supporting instead complex, multi-faceted technology development projects that are typically beyond the scope of a single researcher or institution and require a multi-organizational, interdisciplinary, synergistic collaboration. A PFI-RP project requires the creation of partnerships between academic researchers and third-party organizations such as industry, non-academic research organizations, federal laboratories, public or non-profit technology transfer organizations or other universities. Such partnerships are needed to conduct applied research on a stand-alone larger project toward commercialization and societal impact. In the absence of such synergistic partnership, the project’s likelihood for success would be minimal.

The intended outcomes of both PFI-TT and PFI-RP tracks are: a) the commercialization of new intellectual property derived from NSF-funded research outputs; b) the creation of new or broader collaborations with industry (including increased corporate sponsored research); c) the licensing of NSF-funded research outputs to third party corporations or to start-up companies funded by a PFI team; and d) the training of future innovation and entrepreneurship leaders.

Limit on the Number of Proposals per Organization:

There is no limit on the number of PFI-TT proposals an organization may submit to a deadline of this solicitation. However, an organization may not submit more than one (1) new or resubmitted PFI-RP proposal to a deadline of this solicitation. This eligibility constraint will be strictly enforced. If an organization exceeds this limit, the first PFI-RP proposal received will be accepted, and the remainder will be returned without review. An organization may not receive more than two (2) awards from a submission deadline of this solicitation.

For full details on this program, please visit the NSF PFI and the NSF S-STEM Solicitation, 20-526.

For additional details regarding The University of Akron’s limited submission process, visit the ORA Limited Submission webpage.

If you are interested in submitting a NSF MRI proposal, please visit the ORA Limited Submission webpage and complete step 1: Notification of Interest, by the deadline above.

  • Individuals interested in applying to a limited submission program must submit a Notification of Interest no later than 5pm on the internal deadline. To submit this notification applicants must email limitedsubmissions@uakron.edu (cc’ing emily@uakron.edu) with the subject line of the email formatted as follows: “Last name, First name; Limited Submission Notification of Interest”. Notifications will be emailed, and applicants will either be approved to apply or will be prompted to provide a white paper.
  • If ORA receives internal notices of interest in excess of the NSF limit on the number of proposals per organization, an internal competition will be necessary and additional information will be sent to those who submitted a notice of interest.

ADVANCE: Organizational Change for Gender Equity in STEM Academic Professions (ADVANCE)

Letter of Intent Due Date(s) (required) (due by 5 p.m. submitter’s local time):

     November 03, 2020

     August 02, 2021

     First Monday in August, Annually Thereafter

Letters of Intent are only required for Adaptation and Partnership tracks. Submitting a letter of intent automatically allows you to submit a full proposal. Work on the full proposal should have started well before the letter of intent deadline.

Preliminary Proposal Due Date(s) (required) (due by 5 p.m. submitter’s local time):

     April 22, 2021

     Fourth Thursday in April, Annually Thereafter

IT-Preliminary proposal Target Date – preliminary proposals are only required for institutions of higher education that want to submit a full Institutional Transformation proposal. IT-preliminary proposals are accepted before and after the target date.

Full Proposal Deadline(s) (due by 5 p.m. submitter’s local time):

     February 04, 2021

     November 03, 2021

     First Wednesday in November, Annually Thereafter

Partnership and Adaptation full proposal deadline – if you submitted a letter of intent then you can submit the full proposal. Work on the full proposal should have started well before the letter of intent deadline.

Full Proposal Target Date(s):

     August 07, 2020

     First Friday in August, Annually Thereafter

Catalyst proposals – Catalyst proposals are accepted before and after the target date. Please contact the program office before submitting a proposal to discuss timing for submission.

     October 07, 2021

     First Thursday in October, Annually Thereafter

Institutional Transformation proposals – only IHEs encouraged by NSF after review of an IT-Preliminary proposal should submit a full IT proposal – IT proposals are accepted before and after the target date.

Synopsis of Program:

The NSF ADVANCE program contributes to the National Science Foundation’s goal of a more diverse and capable science and engineering workforce.1 In this solicitation, the NSF ADVANCE program seeks to build on prior NSF ADVANCE work and other research and literature concerning gender, racial, and ethnic equity. The NSF ADVANCE program goal is to broaden the implementation of evidence-based systemic change strategies that promote equity for STEM2 faculty in academic workplaces and the academic profession. The NSF ADVANCE program provides grants to enhance the systemic factors that support equity and inclusion and to mitigate the systemic factors that create inequities in the academic profession and workplaces. Systemic (or organizational) inequities may exist in areas such as policy and practice as well as in organizational culture and climate. For example, practices in academic departments that result in the inequitable allocation of service or teaching assignments may impede research productivity, delay advancement, and create a culture of differential treatment and rewards. Similarly, policies and procedures that do not mitigate implicit bias in hiring, tenure, and promotion decisions could lead to women and racial and ethnic minorities being evaluated less favorably, perpetuating historical under-participation in STEM academic careers and contributing to an academic climate that is not inclusive.

All NSF ADVANCE proposals are expected to use intersectional approaches in the design of systemic change strategies in recognition that gender, race and ethnicity do not exist in isolation from each other and from other categories of social identity. The solicitation includes four funding tracks: Institutional Transformation (IT)AdaptationPartnership, and Catalyst, in support of the NSF ADVANCE program goal to broaden the implementation of systemic strategies that promote equity for STEM faculty in academic workplaces and the academic profession.

  • The Institutional Transformation (IT) track is designed to support the development, implementation, and evaluation of innovative systemic change strategies that promote gender equity for STEM faculty within an institution of higher education.
  • The Adaptation track is designed to support the work to adapt, implement, and evaluate evidence-based systemic change strategies that have been shown to promote gender equity for STEM faculty in academic workplaces and the academic profession. Adaptation projects can either: 1) support the adaptation of evidence-based systemic change strategies to promote equity for STEM faculty within an institution of higher education; or 2) facilitate national or regional STEM disciplinary transformation by adapting evidence-based systemic change strategies to non-profit, non-academic organizations.
  • The Partnership track is designed to support the work to facilitate the broader adaptation of gender equity and systemic change strategies. Partnership projects are expected to result in national or regional transformation in STEM academic workplaces and the academic profession and demonstrate significant reach. Partnership projects can focus on the transformation of institutions and organizations and/or the transformation within one or more STEM disciplines.
  • The Catalyst track is designed to broaden the types of IHEs that are able to undertake data collection and institutional self-assessment work to identify systemic gender inequities impacting their STEM faculty so that these can be addressed by the institution.

Anticipated Type of Award: Standard Grant or Continuing Grant or Cooperative Agreement

Estimated Number of Awards: 18 to 36

The total number of awards to be made under this solicitation is estimated to be between 18 and 36 over two fiscal years.

In each year, NSF expects to make approximately:

  • six Adaptation awards up to $1,000,000 for three-year long projects
  • six Partnership awards up to $1,000,000 for up to five-year long projects
  • four Catalyst awards up to $300K for two years

NSF anticipates that two to four of the twelve Adaptation and Partnerships projects may qualify for an additional $250,000 for collaborating with a project initiated with NSF funding as described in the project description. Additionally, in FY 2021, the program anticipates making up to two Institutional Transformation awards for up to $3,000,000 for five-years. All award amounts include both direct and indirect costs.

Anticipated Funding Amount: $29,000,000

Pending availability of funds, NSF anticipates having up to $29,000,000 available over a period of two fiscal years for support of the NSF ADVANCE portfolio. It is expected that up to $15,000,000 will be available for the FY 2021 competition and approximately $14,000,000 will be available for proposals for the FY 2022 competition.

For more information regarding eligibility and requirements, please visit the NSF page.

Innovation in Graduate Education (IGE) Program

Full Proposal Deadline(s) (due by 5 p.m. submitter’s local time):

     November 04, 2020

      IGE Project Proposals and IGE Innovation Acceleration Hub Proposals

     March 25, 2022

     March 25, Annually Thereafter

      IGE Project Proposals

This solicitation revises an earlier program limitation to graduate students in research-based STEM master’s and doctoral degree programs requiring theses or dissertations. The program now also expands that focus to include also graduate students in STEM master’s and doctoral degree programs more broadly. This solicitation also includes a one-time award for an IGE Innovation Acceleration Hub.

Any proposal submitted in response to this solicitation should be submitted in accordance with the revised NSF Proposal & Award Policies & Procedures Guide (PAPPG) (NSF 20-1), which is effective for proposals submitted, or due, on or after June 1, 2020.

Synopsis:

The Innovations in Graduate Education (IGE) program is designed to encourage the development and implementation of bold, new, and potentially transformative approaches to STEM graduate education training. The program seeks proposals that explore ways for graduate students in research-based master’s and doctoral degree programs to develop the skills, knowledge, and competencies needed to pursue a range of STEM careers.

IGE focuses on projects aimed at piloting, testing, and validating innovative and potentially transformative approaches to graduate education. IGE projects are intended to generate the knowledge required for their customization, implementation, and broader adoption. The program supports testing of novel models or activities with high potential to enrich and extend the knowledge base on effective graduate education approaches.

The program addresses both workforce development, emphasizing broad participation, and institutional capacity building needs in graduate education. Strategic collaborations with the private sector, non-governmental organizations (NGOs), government agencies, national laboratories, field stations, teaching and learning centers, informal science centers, and academic partners are encouraged.

As a special emphasis under this solicitation, IGE seeks proposals that will result in a single cooperative agreement for the development and implementation of an IGE Innovation Acceleration Hub. The Hub will facilitate IGE awardee communications about research activities and outcomes and provide a platform for external stakeholder engagement. Only Hub proposals submitted to the November 2020 deadline will be considered for funding.

Award Information

Anticipated Type of Award: Standard Grant or Continuing Grant

Estimated Number of Awards: 6 to 10

IGE Awards (6 to 10 anticipated in FY 2021) are expected to be up to three (3) years in duration with a total budget between $300,000 and $500,000. The estimated number of awards and the anticipated funding amount listed above are for FY 2021. The number of awards and funding level in FY 2022 and FY 2023 are anticipated to be similar to FY 2021. Funding amounts depend on availability of funds.

Anticipated Funding Amount: $4,000,000

Anticipated Type of Award: Cooperative Agreement (IGE Innovation Acceleration Hub only)

Estimated Number of Awards: One award is anticipated.

Anticipated Funding Amount: $500,000 in year one; remaining funds disbursed in years 2-5. The maximum award amount is $1,000,000 for five years.

For more information regarding eligibility and requirements, please visit the NSF page.

Extended Guidance for Applicants Preparing Applications During the COVID-19 Pandemic

The NIH is committed to supporting the biomedical research enterprise as the nation implements the President’s Guidelines for Re-Opening America Again. The purpose of this Notice is to extend the guidance below for applicants preparing applications during the COVID-19 pandemic (NOT-OD-21-122until further notice.

NIH grant applications should NOT include contingency plans that would outline steps needed to recover from temporary, emergency situations, or institutional return-to-the-workplace plans, resulting from the COVID-19 pandemic.

Contingency plans will not be considered in peer review but, if needed, COVID-19 contingency plans will be requested and carefully considered by NIH staff before funding.

Reviewers will continue to receive instruction to assume that temporary, emergency problems arising from the COVID-19 pandemic will be resolved and complications related to COVID-19 should not affect their scores. Reviewers will be instructed to disregard situations due to the COVID-19 pandemic, e.g., temporary declines in productivity, availability of key personnel, proposed patient populations, animal facility shutdowns, etc.

For more information, please visit the NIH page.

Limited Submission Opportunity NSF Scholarships in Science, Technology, Engineering, and Mathematics (S-STEM)

NSF Scholarships in Science, Technology, Engineering, and Mathematics (S-STEM): Limited Submission Opportunity

Internal Notification of Interest Deadline to the Office of Research Administration: Friday, November 27, 2020, 5:00 pm.

NSF Proposal Submission Deadline: March 31, 2021

Synopsis of the Program:

A well-educated science, technology, engineering, and mathematics (STEM) workforce is a significant contributor to maintaining the competitiveness of the U.S. in the global economy. The National Science Foundation (NSF) Scholarships in Science, Technology, Engineering, and Mathematics (S-STEM) program addresses the need for a high quality STEM workforce in STEM disciplines supported by the program and for the increased success of low-income academically talented students with demonstrated financial need who are pursuing associate, baccalaureate, or graduate degrees in science, technology, engineering, and mathematics (STEM) [6][16].

Recognizing that financial aid alone cannot increase retention and graduation in STEM, the program provides awards to Institutions of Higher Education (IHEs) to fund scholarships and to advance the adaptation, implementation, and study of effective evidence-based curricular and co-curricular activities that support recruitment, retention, transfer (if appropriate), student success, academic/career pathways, and graduation in STEM. The S-STEM program encourages collaborations among different types of participating groups, including but not limited to partnerships among different types of institutions; collaborations of STEM faculty and institutional, educational, and social science researchers; and partnerships among institutions of higher education and business, industry, local community organizations, national labs, or other federal or state government organizations, if appropriate.

The program seeks to 1) increase the number of low-income academically talented students with demonstrated financial need obtaining degrees in S-STEM eligible disciplines and entering the workforce or graduate programs in STEM; 2) improve the education of future scientists, engineers, and technicians, with a focus on low-income academically talented students with demonstrated financial need; and 3) generate knowledge to advance understanding of how interventions or evidence-based curricular and co-curricular activities affect the success, retention, transfer, academic/career pathways, and graduation of low-income students in STEM.

Scholars must be low-income, academically talented students with unmet financial need who are enrolled in an associate, baccalaureate or graduate degree program, with a major in an S-STEM eligible discipline.

Limit on the Number of Proposals per Organization:

An Institution may submit one proposal (either as a single institution or as subawardee or a member of a Collaborative Research project) from each constituent school or college that awards degrees in an S-STEM eligible discipline. See Additional Eligibility Information below for more details (see IV. Eligibility Information).

For full details on this program, please visit the NSF S-STEM webpage and the NSF S-STEM Solicitation, 20-526.

For additional details regarding The University of Akron’s limited submission process, visit the ORA Limited Submission webpage.

If you are interested in submitting a NSF MRI proposal, please visit the ORA Limited Submission webpage and complete step 1: Notification of Interest, by the deadline above.

  • Individuals interested in applying to a limited submission program must submit a Notification of Interest no later than 5pm on the internal deadline. To submit this notification applicants must email limitedsubmissions@uakron.edu (cc’ing emily@uakron.edu) with the subject line of the email formatted as follows: “Last name, First name; Limited Submission Notification of Interest”. Notifications will be emailed, and applicants will either be approved to apply or will be prompted to provide a white paper.
  • If ORA receives internal notices of interest in excess of the NSF limit on the number of proposals per organization, an internal competition will be necessary and additional information will be sent to those who submitted a notice of interest.